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Week 37: 9/8/2025- 9/12/2025- PIMCO registers the PIMCO US Stocks PLUS Active Bond ETF, a fund of funds which will invest in a combination of equity and fixed income securities
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Vanguard registers the Vanguard Core-Plus Bond Index ETF
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Effective mid-November 2025, the Vanguard Mid Cap Growth fund ($3.1B) will increase its management fee by six basis points (bps) to 0.38%, and its total expense ratio by one bp to 0.34%, in connection to Tremblant Capital Group replacing Frontier Capital Management and Wellington Management Company as investment advisor to the fund
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Franklin Templeton files the actively-managed Franklin Small Cap Enhanced ETF, which will invest in a portfolio of high conviction small-cap equity securities based on a proprietary quantitative multi-factor scoring model, and will be sub-advised by affiliates ClearBridge Investments, Putnam Investment Management, and Royce Investment Partners
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Columbia files to convert three mutual funds to ETFs, including the Columbia Bond fund ($1.4B), effective in the first quarter of 2026
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Andrew Hicks will no longer co-manage a number of ALPS Advisor and Sprott Funds, including the Alerian MLP ETF ($10.7B) and Sprott Uranium Miners ETF ($1.7B)
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Brown Brothers Harriman Mutual Fund Advisory Department and Rockefeller & Co. will each join the sub-advisory teams of the Russell Tax Exempt Bond fund ($6B) and Russell Tax Exempt High Yield Bond fund ($2.2B), respectively
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Alpha Architect registers the actively-managed, sub-advised DAC 3D Dividend Growth ETF, which will utilize a proprietary screening process to identify companies that increase their dividends by an average of at least 10% annually for a minimum of ten years
MORE>>Week 36: 9/1/2025- 9/5/2025- Manulife Financial Corporation ($200B) plans to acquire a 75% stake in Comvest Credit Partners ($14.7B), creating Manulife Comvest Private Credit, effective in the fourth quarter of 2025
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Baillie Gifford Overseas Limited will leave the sub-advisory team of the Bridge Builder International Equity fund ($21B), effective immediately; Massachusetts Financial Services Company (d/b/a MFS Investment Management) will help sub-advise the aforementioned fund, effective September 30, 2025
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Jiwei Gu will no longer help manage $108.2B AUM of funds, including the Schwab International Equity ETF ($48.6B)
- Tidal Investments registers nine actively-managed ETFs: three VistaShares option-income ETFs, the VistaShares Ethereum Treasury ETF which will invest in equities included in an index composed of U.S. -listed companies actively involved in the Ethereum ecosystem, and five daily leveraged single-stock Defiance ETFs
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Themes Management Company files fifteen actively-managed single-stock ETFs, which will seek to provide approximately twice the share price return of an underlying stock (up to an approximate cap), without providing downside protection against losses
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FIS Investor Services will replace BNY Mellon Investment Servicing (US) as transfer agent of twenty-six Victory Capital funds, including the Victory Pioneer fund ($9.6 billion), effective October 17, 2025
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Pending shareholder approval, the Grayscale Ethereum Trust ($4.2B) and the Grayscale Ethereum Mini Trust ($2.5B) will add disclosure to state that the trust will be provided with the ability to stake the ether it is holding, with a staking fee
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